Chapter 1

Step one—The core philosophy about the relationship between a people and its government

What you need to learn

Understand the 4 democratic ideals about the nature of a limited government and how they are reflected in the Declaration of Independence.

4 Democratic Ideals:

natural rights

popular sovereignty

social contract

republicanism

Declaration of Independence:

Identify ways in which the democratic ideals are reflected in the Declaration of Independence.

Democratic Ideals

Definition and Philosophical Foundations:
Natural rights are fundamental rights inherent to all individuals, regardless of any laws or social structures. These rights are deemed intrinsic to human nature and cannot be legitimately denied or infringed upon.

  • John Locke: A principal proponent, Locke posited that natural rights include life, liberty, and property. These rights are pre-political, meaning they exist in the state of nature and are not granted by governments.
  • Inalienability: These rights cannot be surrendered, transferred, or taken away, emphasizing their inherent and perpetual nature.

Impact on Democratic Governance:

  • Constitutional Protections: Modern democratic constitutions, such as the U.S. Bill of Rights, enshrine natural rights to protect individuals from government overreach.
  • Human Rights Frameworks: Global documents like the Universal Declaration of Human Rights (1948) are grounded in the concept of natural rights, asserting their universal applicability.

Challenges:

  • Cultural Relativism: The assertion of universal natural rights can sometimes conflict with cultural practices and norms.
  • Balancing Rights: Democracies must navigate the tension between individual rights and collective security or public order.

Definition and Philosophical Foundations:
Popular sovereignty is the principle that the authority of a government is created and sustained by the consent of its people, typically expressed through elections and democratic participation.

  • Jean-Jacques Rousseau: In “The Social Contract” (1762), Rousseau argued that true sovereignty lies with the people and that legitimate political authority arises from the general will of the populace.
  • American and French Revolutions: These historical events solidified popular sovereignty as a cornerstone of modern democratic governance, emphasizing the people’s role in legitimating government authority.

Impact on Democratic Governance:

  • Electoral Systems: Regular, free, and fair elections are manifestations of popular sovereignty, ensuring that governments reflect the will of the people.
  • Participatory Mechanisms: Tools like referendums and initiatives allow direct citizen involvement in decision-making processes.

Challenges:

  • Tyranny of the Majority: Ensuring that majority rule does not infringe upon minority rights is a key democratic challenge.
  • Voter Engagement: Effective popular sovereignty requires active and informed citizen participation, which can be hindered by apathy or disenfranchisement.

Definition and Philosophical Foundations:
The social contract theory posits that individuals collectively agree to form a society and establish a government to ensure mutual protection and welfare, sacrificing some freedoms in the process.

  • Thomas Hobbes: In “Leviathan” (1651), Hobbes described the state of nature as anarchic and violent. The social contract involves individuals ceding some freedoms to a sovereign in exchange for security.
  • John Locke: Locke’s version, articulated in “Two Treatises of Government” (1689), suggests that governments exist to protect natural rights. If a government fails in this duty, citizens have the right to revolt.
  • Jean-Jacques Rousseau: Rousseau emphasized the general will and collective decision-making, advocating for a government that reflects the common good.

Impact on Democratic Governance:

  • Legitimacy of Government: The social contract provides a foundation for governmental legitimacy, asserting that authority is derived from the consent of the governed.
  • Accountability and the Rule of Law: Governments are accountable to the people, and the rule of law ensures that authority is exercised within the bounds of agreed-upon legal frameworks.

Challenges:

  • Balancing Individual and Collective Interests: Ensuring that the social contract fairly balances individual rights with collective needs can be complex.
  • Interpretation and Application: Different interpretations of the social contract can lead to varied approaches to governance and legal frameworks.

Definition and Philosophical Foundations:
Republicanism is a political ideology centered on citizenship in a state organized as a republic, where the people hold popular sovereignty. It emphasizes civic virtue and the common good.

  • Classical Roots: Drawing from ancient Rome and Renaissance thinkers, republicanism advocates for a mixed government with checks and balances to prevent tyranny.
  • Civic Virtue: Citizens are expected to actively participate in public life and prioritize the common good over individual interests.

Impact on Democratic Governance:

  • Separation of Powers: Republicanism advocates for a system where powers are divided among different branches of government to prevent any one entity from gaining too much control.
  • Civic Participation: It emphasizes the importance of active citizen involvement in governance, fostering a sense of responsibility and collective decision-making.

Challenges:

  • Balancing Virtue and Pluralism: While promoting civic virtue, republicanism must also accommodate diverse views and interests within a pluralistic society.
  • Sustaining Civic Engagement: Maintaining high levels of civic participation and public-spiritedness can be challenging, particularly in large, modern states.

These democratic ideals—natural rights, popular sovereignty, social contract, and republicanism—are interrelated and collectively underpin the theory and practice of modern democratic governance. They emphasize the inherent dignity and rights of individuals, the necessity of government by consent, the foundational social agreements that legitimate political authority, and the importance of active, virtuous citizenship. Each ideal contributes to creating a political system that seeks to balance individual freedoms with the common good, ensuring that power is derived from and accountable to the people.